Hitting Children Leads to Trauma, Not Better Behavior

[This post is about the practice of hitting children to modify their behavior, usually referred to as “spanking.” I choose not to use that term here, in part because I feel it minimizes the seriousness of bodily violence against children, and also because the term has been co-opted to refer to a type of consensual sexual play. Instead, I use other terms like “hitting,” “physical punishment,” and “corporal punishment.” Also content notice: There are references to violence and slavery in this post.]

* * * * *

Almost every caregiver has experienced that emergency that makes them want to impulsively discipline their child. For example, your child chases a ball into the street, directly into traffic, unaware of the oncoming truck. You bolt after them, grab them by the arm, and rush both of you to the sidewalk. You’ve just saved your child from getting injured, or worse. You’re terrified and possibly angry, too. For some adults, this intense activation leads them to strike a child.

“Now, why would you hit them?” Elizabeth Gershoff said to me when we discussed the effects of physical force on children. Gershoff is a professor of Human Development and Families Sciences at the University of Texas at Austin. For the past 20 years, along with collaborators at other universities, she has been a leading researcher documenting the harmful effects of hitting children for “discipline.”

“I agree we need to get the child out of the street,” she continued. “But the child is already scared to death. They see your fear on your face and hear it in your voice. You’re already communicating the seriousness of the behavior by your emotional expression, your words, and your tone. Those are the tools you already have to express that they cannot run into the street, that they could get badly hurt, that you’re scared, and that if they can’t keep their feet on the sidewalk, then they’ll have to go inside. There are many ways you can deal with the situation that do not require hitting them.”

“If you have to hit somebody, you have lost control,” she said.

Why do adults still hit children?

Hitting a child is a failure of the adult in many ways, Gershoff told me. Sometimes adults misunderstand a child’s behavior and ascribe the wrong intention to it. They think the child was purposely trying to make them mad, get back at them for something, show they don’t care, or even take advantage of them. But most often, what an adult calls “misbehavior” is actually just a mistake on the part of the child, Gershoff said. For example, a preschooler may not know that it’s not okay to write on a wall. To them, that big, white expanse looks like a large canvas or the easel they use at school, and they were simply inspired to color it. It can be helpful for adults to learn more about what children are capable of at different ages and channel a child’s inspiration in appropriate directions. (See some resources below.)

Photo Credit: Mauro Fermariello Science Source Images

What many people won’t admit is that hitting a child can provide an emotional release and a fleeting sense of power for the grown-up. An adult may feel frustrated that they’ve lost control of the child, but when they strike the child, the child stops what they’re doing and usually starts crying. The adult feels vindicated by getting the child’s attention, and their pent-up frustration or anger is released. They believe “it worked,” and the strategy becomes reinforced. Many parental feelings are masked by anger—fear, alarm, loss, grief, shock, shame, etc.—and lashing out can momentarily transfer the uncomfortable energy onto the child—a much less powerful target.

Sometimes physical punishment results from an adult’s failure to supervise and plan responsibly—and maybe the feelings of shame and regret that come up when things go wrong. “Our job is to make a safe environment for children,” said Gershoff. “Why was the child near the street to begin with? Why is the pot on a stove in a position where the child can grab the handle? Why is the electrical socket uncovered? We adults are responsible for making a safe environment for children.” Of course, not every misstep can be anticipated; no parent can make the world 100% safe for their child. When accidents do happen, then, it’s the responsibility of the adult to respond in a way that doesn’t involve physical or emotional harm.

Most people who use physical force were on the receiving end of it when they were children. Studies show that children who are physically punished are more likely to perpetuate the practice as adults, believing that it’s not only normal but necessary for raising children properly. Even the small percentage of pediatricians who still support this kind of hitting—in direct opposition to the official position of the American Academy of Pediatrics—tend to be the ones who were hit as children.

When a child hits a child, we call it aggression.
When a child hits an adult, we call it hostility.
When an adult hits an adult, we call it assault.
When an adult hits a child, we call it discipline.
— Haim Ginott, Child Psychologist and Psychotherapist

The use of physical force against children has deep roots. Throughout history, children were objectified as sub-human, the property of adults to do with as they pleased. Maltreatment was the norm, and children were “civilized” by routine beatings and worse. In the U.S., it wasn’t until 1974 that child abuse was made illegal. Even then, it was restricted to actions (or failures to act) that caused “serious harm” or death to a child; physical force that did not cause a visible injury, and was intended to “modify behavior,” remained legal. The distinction, though, often falls to the eye of the beholder—a judge or other representative of the state.

Some communities are more apt to rely on physical punishment. Conservative Christians historically believed that children were inherently “depraved” and “filled with the devil,” requiring harsh treatment to become proper adults. Today’s Christian leadership is divided on the issue. James Dobson, therapist and founder of the Christian group, Focus on the Family, advocates the physical discipline of children as long as the adult is “calm” and hugs the child afterward. But two religious denominations, the United Methodist Church, and the General Assembly of the Presbyterian Church, passed resolutions encouraging parents to use discipline that does not involve corporal punishment.

A 2015 Pew Research Center survey showed that in the U.S., Black families use physical methods to punish their children twice as often as White or Latinx families. “Black parents have legitimate fears about the safety of their children,” writes Stacey Patton, professor at Howard University and author of Spare the Kids: Why Whupping Children Won’t Save Black America. “And the overwhelming majority believe physical punishment is necessary to keep Black children out of the streets, out of prison, or out of police officers’ sight…a belief [that], however heartfelt, is wrong.” She asserts that physical punishment is not a Black cultural tradition; it’s racial trauma.

Charles Blow, New York Times columnist and author of Fire Shut Up in My Bones, concurs. He acknowledges that some people believe that it is better to be punished at home by someone who loves you than someone outside the home who doesn’t. But that is a “false binary between the streets and the strap,” he writes. “Love doesn’t look like that.”

Stacey Patton considers physical punishment through a historical lens: “We cannot have discussions about corporal punishment in Black communities without talking about history,” she writes. Many Black Americans are descendants of enslaved people who were abducted from West Africa. According to historians and anthropologists, there is no evidence that parents in West African societies used physical force on their children. In fact, they believed that children were gods or reincarnated ancestors, arriving from the afterlife with spiritual powers for the good of the community. Hitting a child could make their soul leave their body. But the slave trade increasingly stole younger and younger people, and by the time abolition was imminent, the average age of captives was between nine and twelve. It was impossible for young people to carry child-rearing traditions from their homeland, and once they were in America, adults were under tremendous pressure to make their children docile and compliant in front of white people in order to survive. Today, a number of Black parenting experts advocate for families to break intergenerational cycles of trauma and adopt constructive ways to guide children without physical punishment.

Why do people who were hit as children often become hitters themselves?

A common psychological defense our minds employ is to act out the hurt we’ve experienced at the hands of others by perpetrating it on other people later, even with those we love. This happens when haven’t become aware of our painful feelings or fully examined them.

Source: Instagram post from the National Institute for the Clinical Application of Behavioral Medicine

Trauma experts explain why this happens. Children depend on the adults around them for survival. This dependency takes the form of attachment, something I wrote about in a previous post. So when children experience pain from the person who’s supposed to keep them safe, it’s one of the worst kinds of harm they can experience. Their nervous system, designed to keep them safe, begins to get sculpted around the constant threat, creating brain circuitries that are vigilant, reactive, and dysregulated. At the same time, their attachment system needs to keep them in the relationship, so it devises all kinds of excuses: “It’s not that bad;” “I deserved it;” “It made me a better person,” etc. In other words, children dissociate from their feelings of pain and fear.

Kier Gaines, a therapist, social media influencer, and father of two, describes the dynamic in an Instagram video that went viral. “The men that were a generation before us, got raised by the men that were a generation before them, and those men didn’t really know warm love….Before you take on a family,” he says, “go see somebody about your past. Go see somebody about the trauma you’ve endured throughout your life, and start healing.”

Hitting children, even for “discipline,” is a form of trauma.

Some adults cling to the excuse that a single swat on the bottom, or one slap on the head, can’t be that bad, and is necessary to “teach them a lesson.”

“Is there any kind of hitting that works to change behavior?” I asked Gershoff.

“There’s no situation that I can imagine where physical punishment is useful or necessary,” replied Gershoff. “It doesn’t teach children to behave well. It’s not effective for reducing aggression, or teaching self-control or prosocial behavior, or any of the things parents hope to teach children. It’s not effective in either the short- or the long-term.”

Physical punishment is one of the most intensely studied aspects of parenting. Hundreds of studies over five decades have concluded that it’s harmful to children in just about every measurable way. Children’s behavior, emotions, intellectual functioning, and physical health all suffer. Gershoff’s most recent 2016 meta-analysis with Andrew Grogan-Kaylor, professor of social work at the University of Michigan, analyzed 75 studies involving 161,000 children. Three important conclusions were drawn:

First, consistent with earlier research, the analysis found no evidence that physical punishment changed the original, unwanted behavior.

Second, there were 13 significant harmful effects of the practice:

  • Poorer moral reasoning

  • Increased childhood aggression

  • Increased antisocial behavior

  • Increased externalizing behavior problems (disruptive or harmful behavior directed at other people or things)

  • Increased internalizing behavior problems (symptoms of anxiety or depression)

  • Child mental health problems

  • Impaired parent-child relationship

  • Impaired cognitive ability and impaired academic achievement

  • Lower self-esteem

  • More likely to be a victim of physical abuse

  • Antisocial behavior in adulthood

  • Mental health problems in adulthood

  • Alcohol or substance abuse problems in adulthood

  • Support for physical punishment in adulthood

Third, these outcomes were similar to effects of childhood trauma. A landmark set of studies in the 1990s documented that exposure to certain kinds of childhood experiences—including physical and emotional abuse or neglect, sexual abuse, domestic violence, family mental illness, incarceration, and substance abuse—causes great harm lasting into adulthood. And the more adverse experiences a child has, the greater the impact. The effects include increased risk for serious physical diseases like cancer, diabetes, heart disease and COPD as well as early death, mental illness, suicidality, lower educational and professional attainment, and even reduced income. As a result of these findings, a ten-question screening tool known as the Adverse Childhood Experience (ACE) Checklist is now widely used to identify risk for mental and physical illnesses due to ACEs, in the hope of providing early intervention and treatment.

Gershoff and Grogan-Kaylor analyzed a subset of seven studies from their meta-analysis that compared the use of physical punishment to physical abuse and found that the impact was indistinguishable. Both physical punishment and physical abuse led to more antisocial behavior and mental health problems in childhood as well as increased mental health problems in adulthood. In a separate study, Gershoff and colleagues reanalyzed a subset of the original ACEs data and also found that physical punishment was associated with the same mental health problems in adulthood as physical and emotional abuse. In addition, it created an even greater likelihood of suicide attempts and substance abuse than physical and emotional abuse alone created.

Brain imaging studies also show a link between physical punishment and trauma. In a 2021 study, researchers showed 147 12-year-olds pictures of fearful and neutral faces while their brain activity was imaged in a functional MRI (fMRI) machine. Compared to children who were never physically punished, children who were physically punished had greater activity throughout the brain when viewing fearful faces. They also had more activity in regions of the brain related to threat appraisal, emotion regulation, and evaluating the mental state of others. Importantly, the pattern of their brain activity was the same as children who had been physically abused. When children have harmful interpersonal experiences, they become hypervigilant to the emotional expressions of others, because fearful or angry adult faces can be a cue that something bad is likely to follow. This study suggests that children who are physically punished are running the same brain circuitry as children who have been abused.

Data like this shows that the attempt to distinguish between physical punishment and physical abuse is no longer legitimate. What we now know is that inside the child, the response is the same. According to Gershoff, “Research like this may help parents understand that when they’re hitting their children, they’re causing fundamental damage to the child’s brain—not because they’re hitting them in the head. They’re hitting them in other places on their body, and it’s causing a massive stress reaction every time. And it gets worse every time it happens. That stress ramps up and ramps up and causes physical and mental health problems.” As a result, Gershoff and colleagues, and many other scientists, call for physical punishment to be identified and screened for as an additional ACE.  

Other countries are far ahead of the U.S.  

Worldwide, three out of four (close to 300 million) children two-to-four years of age are punished with violence regularly, including physical punishment or verbal abuse from parents or caregivers. In some countries, children as young as 12 months are regularly hit, according to a 2017 UNICEF study.

But momentum is growing to outlaw corporal punishment of children in all settings, including home and school. (The term “corporal punishment” is used internationally, and in the U.S. it refers to physical punishment in schools. It’s defined as the intentional use of physical force to cause pain or discomfort, or non-physical force that is cruel or degrading.) Currently, 63 countries have a full prohibition on corporal punishment, inside and outside the home. The map below shows the status of each country. (This link takes you to the interactive map, where you can find more details about each country’s progress.)

In U.S. homes, though, physical punishment remains legal in every state. Even in the case of abuse, some judges will excuse it if it was intended to “discipline” children, under a “parental discipline exemption.”

As for schools, corporal punishment is outlawed in 31 states and the District of Columbia, but it remains lawful in 19 states, in both public and private schools. Gershoff consulted with Congressman Don McEachin and Senator Chris Murphy on a bill to ban corporal punishment in schools, Protecting Our Students in Schools Act. “It didn’t get momentum,” she told me. “I don’t think people realize it’s still happening in schools, but nearly 100,000 kids get paddled with boards each year in school, primarily in states in the South.”

Even without progress at the government level, public opinion and practices are gradually changing. A U.S. study of 35-year-old parents conducted every year from 1993 to 2017 asked the question, “How often do you spank your child(ren)?” The graph below shows the decline in the percentage of parents reporting any spanking at all, from about 50% in 1993, to about 35% in 2017.  

Recently, a colleague and I were facilitating a parent meeting at a school, squeezed into child-sized chairs in a circle, when an older woman rushed in, late, and breathless. After she settled into her chair, she shared: “I’m taking care of my two grandchildren while my daughter is in jail,” she said. “I hit my own kids, and I know that’s wrong. But I don’t know what to do instead.” I was moved by her vulnerability and her determination. One of the most important jobs we have as parents and caregivers is to protect our children from our worst selves. I could see her commitment to stopping the intergenerational transmission of violence.

Parenting is hard. We love our children, we nurture their gifts, and we teach self-control and acceptable behavior. There are many positive, gentle, respectful ways of guiding them forward that begin with our own awareness, education, and self-regulation. This is a larger topic for another post, but as a starting point, I’ve listed a few of my favorite resources below.

“It took us until 1994 to ban violence against women,” Gershoff told me in closing. “Now we look back and wonder why anyone ever thought violence against women was okay. I think we’re in the middle of a similar gradual shift regarding hitting children. We’ll eventually get there, but we haven’t quite had the sea change yet. I’m hoping it will come.”        


…There is no ambiguity: ‘All forms of physical or mental violence’ does not leave room for any level of legalized violence against children. Corporal punishment and other cruel or degrading forms of punishment are forms of violence and the State must take all appropriate legislative, administrative, social and educational measures to eliminate them.
— United Nations Committee on the Rights of the Child
Parents, other caregivers, and adults interacting with children and adolescents should not use corporal punishment (including hitting and spanking), either in anger or as a punishment for or consequence of misbehavior, nor should they use any disciplinary strategy, including verbal abuse, that causes shame or humiliation.
— American Association of Pediatrics
Physical discipline is not effective in achieving parents’ long-term goals of decreasing aggressive and defiant behavior in children or of promoting regulated and socially competent behavior in children….The adverse outcomes associated with physical discipline indicates that any perceived short-term benefits of physical discipline do not outweigh the detriments of this form of discipline….Caregivers [should] use alternative forms of discipline that are associated with more positive outcomes for children
— American Psychological Association

Additional Resources

Alternatives to hitting:

A secure attachment and an authoritative parenting style set the foundation for closer relationships and cooperation — see my earlier blog posts for more.

In addition, there are lots of wonderful resources on Instagram and TikTok. Look for people who advocate gentle parenting, positive parenting, or respectful parenting. Here are some of my favorites on Instagram:

@respectfulmom, @mrchazz, @biglittlefeelings, @babiesandbrains, @dr.katetruitt, @the.family.coach, @wildpeaceforparents, @greatergoodmag, @ceciletuckercounselling, @kiergaines, @thedadgang, @the.dad.vibes, @laura._.lovee, @gottmaninstitute, @parentingtranslator, @parenting_pathfinders, @dr.annlouise.lockhart, @dr.siggie, @parentstogether

Books:

  • No Bad Kids: Toddler Discipline Without Shame by Janet Lansbury

  • The Whole-Brain Child: 12 Revolutionary Strategies to Nurture Your Child’s Developing Mind

  • by Daniel Siegel and Tina Payne Bryson

  • How to Talk So Kids Will Listen & Listen So Kids Will Talk, by Adele Faber and Elaine Mazlish

  • Between Parent and Child, by Haim Ginott

  • The Secrets of Happy Families: Improve Your Mornings, Rethink Family Dinner, Fight Smarter, Go Out and Play, and Much More, by Bruce Feiler

What to expect of children at different ages:

On hitting and trauma:

  • Many good resources are available at the Trauma Research Foundation

  • The Body Keeps the Score, by Bessel van der Kolk

  • What Happened to You? By Bruce Perry and Oprah Winfrey

  • For Your Own Good, by Alice Miller

  • Spare the Kids: Why Whupping Children Won’t Save Black America, by Stacey Patton 

Dads Want to Co-Parent — And It Matters

When co-parents tend to their relationship first, everyone benefits.

Note: This blog post is primarily about fathers (in honor of Father's Day) and particularly fathers who are partnered with women. This is just one of the many types of family structures that exist and I'm interested in all types of family structures. However, much of the detailed research on co-parenting involves heterosexual relationships. The good news is that many of the findings here that apply to fathers in heterosexual relationships also apply to co-parents of all kinds.

photo credit E. Frost

photo credit E. Frost

Arms heavy with meals I had prepared, I crossed the sunlit porch, slipped off my shoes, and walked through the front door. I found my friends, new parents, standing quietly side by side in their darkened kitchen. Shaye, their tiny newborn, had just awakened from his nap and was resting on his mama’s shoulder. A hushed atmosphere of disheveled slumber lingered.

Jed, Shaye’s father, turned to investigate the food I’d brought, lifting lids from the containers and filling his plate with chicken. “Do you want some?” he asked Emily, his wife.

“Later,” she said, sitting down on the couch to talk. Little Shaye lay quietly on her lap, attentive to sights and sounds, while Jed ate beside us.

Soon it was time to breastfeed, and Jed stood to bring Emily a pillow and a glass of water. When feeding was finished, Jed brought Emily her lunch, took Shaye from her arms, and burped him; then they disappeared for a walk in the afternoon sunlight while Emily turned to talk with me. After a while, Jed came back in, changed Shaye’s diaper, and, standing, started to rock the baby back to sleep. When Shaye fussed, his parents passed him back and forth until he settled.

I was in awe of this ballet, of Jed and Emily’s seamless choreography. Each shift in task was preceded by a considerate, “Do you want…?” “Could you please…” Or a “How are you doing?” This was true partnership in action.

Co-parent collaboration is good for the entire family

Carolyn Pape Cowan and Phil Cowan, psychologists emeriti at the University of California at Berkeley, have studied families for over 40 years. Parenting is hard, they acknowledge, and the transition to parenthood is an especially vulnerable time. More than 50 studies worldwide show that, as joyous and welcome as a new child might be, trouble usually starts to brew in the parents’ relationship after a birth. There’s too much to do, sleep is short, and freedom is seriously curtailed—a recipe for conflict and dissatisfaction that can place everyone at risk.

But when parents tend to their relationship and learn to collaborate constructively, everyone is much more likely to stay on track and thrive. Through several major studies involving more than 1,000 couples in very diverse walks of life, the Cowans found that when parents nurture their own bond, it maintains relationship satisfaction across the challenge of parenting—for years. It also improves the parents’ relationships with their children. In turn, the children are happier, and more sociable, and secure. Notably, tending to the co-parents’ relationship creates more benefits for the family than even parenting classes, men’s groups, or moms’ groups that tend to overlook couples’ issues.

photo credit E. Dorrien

photo credit E. Dorrien

Why is nurturing the couple relationship so powerful, even for the children?

“The relationship between the parent figures creates the atmosphere in which children are growing,” replied Carolyn. “If parents have unresolved high conflict, it makes children nervous and preoccupied with their parents; they end up not doing as well socially or academically. But if parents are warm and respectful, and treat each other kindly and gently, the children feel secure and therefore, free to explore life. They also have a positive model for their own lives as to how relationships should work.”

Phil added, “There are ‘spillover’ effects. That is, if a partner is unhappy, it’s very difficult to turn around and be a nurturing, supportive parent to the child. And our research shows that when a couple functions effectively as a team, it helps them ward off stresses and strains from outside the family, like job stress, poverty, or difficult life events.”

A healthy relationship invites dads in

photo credit W. Johnson

photo credit W. Johnson

One of the benefits of this early collaboration, the Cowans report, is that fathers feel more welcomed into the emotional labor and rewards of parenting.

“We know from our own and others’ research that one of the best predictors of father involvement is the relationship with the mom,” says Phil. “And that’s true regardless of the family structure, whether they are biological parents, adoptive parents, stepparents, divorced, cohabitating, or married. If you improve the relationship between the co-parents, partners are happier, and it draws dads in, not only to the relationship but into the family.”

And dads matter.

They want to be involved in parenting. A recent survey on parents of 2200 Millennials and Generation Xers revealed that 90% of the fathers said being a parent was their greatest joy, and 73% said their lives began when they became a father.

“Most of the fathers we’ve worked with want to be more involved with their babies and young children than their fathers were with them,” said Carolyn. “Some of them say, ‘I want my son or daughter not to be afraid of me and be able to talk about anything with me.’ Regardless of ethnicity—African-American, Mexican-American, European-American—all the fathers we’ve worked with either want to emulate some aspect of their own father, or they’re really eager to do it differently.”

Parenting has benefits for fathers, too. Research shows that fathers who are more involved in their children’s lives have better physical and mental health, are more stable, and live longer. Kyle Pruett, a psychiatrist at Yale University who with Marsha Kline Pruett collaborated with the Cowans for the past 15 years, quipped that health insurance providers should lower premiums for men when they become fathers.

When fathers are involved, moms also benefit. Women are still spending an average of twice as much time than men providing care for young children, even though dads have increased their involvement over the last 30 years by 65%. More support from fathers is welcome.

Dads are just as capable as moms

photo credit K. Merchant

photo credit K. Merchant

For a couple of decades, research has shown that mothers and fathers are equally capable of parenting well. Both mothers and fathers:

  • Are warm and responsive to their babies’ smiles and happiness;

  • Provide comfort when their babies cry;

  • Encourage exploration;

  • Engage in developmentally sensitive teaching;

  • Encourage their children’s autonomy.

Research shows that, as a general rule, mothers and fathers are equally sensitive and attuned to their children’s feelings.

Natasha Cabrera, psychologist at the University of Maryland, has been studying fathers, especially poor fathers, for 20 years. Many dads she sees are very hands-on. “They know how much their child weighs or what makes their baby cranky,” she says. “In a study we have going on right now, almost half of the children are soothed better by the dads than the moms.”

According to Cabrera, sometimes people assume that dads are incapable, and sometimes dads hide their capability so the mothers don’t “look bad.” “But often dads can be more understanding of their children because they have less of an agenda. They’re more laid back, less stressed, so they see the child more clearly,” Cabrera explains.

Dads and moms make different contributions to development

  • Language development: Cabrera has found that mothers and fathers talk to their children in different ways. One at a time, she gave moms and dads the prompt to “just talk to your child.” Then she recorded how many words were said, and which types of words were used. She found that fathers talked to their children in longer and more complex sentences and included more diverse kinds of words than mothers.

“The quality of their language was higher,” Cabrera said. “As a result, the two-year-olds knew more words, and more diverse kinds of words. So fathers are making important contributions to their children’s language development.”

  • Emotion regulation and risk-taking: Worldwide, dads seem to take on the role of exciting their babies. They’re more likely than mothers to engage in rough-and-tumble play, sweep the baby high into the air, or go for hysterical giggles, while still paying attention to what the baby can tolerate. Scientists think that this experience of excitement and energetic feelings—within the safety of the father’s watchful care—contributes to a baby’s emotion regulation and healthy willingness to take risks.

Fathers tend to hold babies differently—facing out, like a hood ornament, Kyle Pruett says—as if they’re “getting their child ready for the world.”

  • Less aggressive problem-solving: Ruth Feldman, psychologist at Bar-Ilan University in Ramat Gan, Israel, found that fathers who were sensitive and attuned to their children’s feelings and behavior benefitted their child’s social development. When these children, especially the sons, first encountered peer groups in preschool, their social problem-solving was more constructive and less aggressive or passive. These benefits continued into the early teens and were more attributable to fathers’ than mothers’ contributions. In other words, good fathering was critical to these children’s interpersonal problem-solving. They learned how to stand up for themselves respectfully, neither shying from conflict nor resorting to aggression.

Parents can relax and appreciate the diversity that each one brings to their parenting role,  Cabrera points out. “There are similarities, and differences, and they complement each other to contribute to a child’s development and resilience.”

There’s an early, sensitive period for fathers’ involvement

 Nature seems to draw fathers into parenting from the start.

Several studies examine the hormonal and neurological changes that occur in expectant and new fathers. For example, in a study of 34 couples, the hormones prolactin and cortisol—related to bonding behaviors in animals and humans—increased in women and men as childbirth approached. While the women’s cycle was driven by pregnancy, the men’s changes were related to their partner’s changes; that is, closer involvement with partners correlated more closely with men’s hormonal changes. And the greater the hormonal increases in men, the more “couvade” they experienced—i.e., the behavioral changes in weight, appetite, emotions, or energy some men experience during their partner’s pregnancy.

photo credit L. Daniels

photo credit L. Daniels

After the birth, men’s testosterone dropped to low levels, perhaps in preparation for their first interaction with their babies. And men who had higher prolactin before birth and lower testosterone after birth were more responsive to infants, looking, smelling, holding, and responding to their cries more. Other studies confirm that lower testosterone in fathers is related to a more sensitive “attunement,” or synchrony, with their babies in the first six months of life. While the caregiving system is “plastic”—e.g., adoptive parents bond just as closely as biological parents—nature seems to have provided this easy on-ramp to parenting.

Interestingly, men and women fall in love with their babies in different ways.

Women’s brains are primed by pregnancy, birth, and breastfeeding to get drawn into caring for their baby. Changes in the subcortical, “bottom-up” limbic regions of the brain connected to vigilance, mirroring, and emotional connections can even be identified in brain scans post-delivery.

By contrast, men’s brains are remodeled by their participation in caregiving. The more fathers engage in activities like soothing, changing diapers, and feeding, the more oxytocin (the bonding hormone) they produce, and the stronger the activation they show in the “mentalizing” regions of the brain. These are the more “top-down” processes from cortical regions that help a father to imagine and figure out what another person needs. And there doesn’t have to be a biological connection. Adoptive gay dads showed neurological changes similar to bio-moms and bio-dads.

The takeaways from the brain science are twofold. One, the caregiving system is “plastic,” and human brains are wired to change in ways that make room in a person's consciousness for caregiving, whether they're biologically related to a child or not. And two, dads shouldn’t wait until their children can talk to get involved in parenting.

“If you’re not involved in this sensitive period, it’s going to pass you by,” says Pruett.

About half of fathers—and mothers too—underestimate the importance of the earliest weeks and months of a child’s life. The hormonal and neurological changes that occur in fathers when they're involved with their pregnant partner, and later when they help with the physical acts of caregiving, actually pave the way for them to become more connected with their baby in ways that can have long-lasting effects.

What stands in the way?

 Unfortunately there are a lot of barriers to full father participation in America. Structural barriers like lack of paid parental leave force both parents to choose between their paycheck and caring for their baby. Even if fathers have paid leave from work, many fear taking advantage of it, lest they be punished or ostracized by employers.

The Cowans and Cabrera react when I ask them about barriers to father involvement.

“There’s a pervasive cultural bias against fathers,” says Phil Cowan. “Often, in social service agencies, men are the ‘bad guys,’ especially to providers who are used to seeing family violence. But most men are not violent and would like to be caring, involved fathers if we would just make space for them. Outreach programs tend to focus exclusively on moms, like the Maternal and Child Health Bureau. And in our own experience we’ve found that sometimes dads’ names are not even listed on a family’s file.”

Cabrera agrees saying that research findings have important implications for decisions society makes about fathers, including custody arrangements, mental health interventions for fathers, and incarceration.

“Fathers, especially poor men, are often considered optional except for the financial support they can provide, and often visitation is denied or strictly limited,” Cabrera says. “Or we’re more concerned about mothers’ mental health and depression than the mental health of fathers. In most cases fathers love their children, and now research shows they are important for children in ways besides financial. I think we’ve done a lot of injustices to many men who would be very capable.”

“And the bias is not just in family service agencies, it’s in psychology, too,” says Phil. “Ninety percent of the parenting research is on moms.”  

Cabrera agrees: “By using the maternal template for research, we miss things fathers do that might be interesting and required in kids’ development. Dads are not just babysitters, backups, or paychecks. They’re important for development.”

Mothers sometimes stand in the way. In a 2015 representative survey of parents, 40% of dads (versus 17% of moms) said they’d like to be more involved in parenting but their co-parent didn’t let them. And 43% of dads (versus 16% of moms) said their co-parent was too controlling.

What’s important about couple collaboration?

 The Cowans described the five aspects of collaboration they focus on in their work with parents of young children:

photo credit K. Merchant

photo credit K. Merchant

  1. Individual well-being of each parent: Are they anxious or depressed? What do they worry about? Do they feel effective, or not? How is each partner feeling?

  2. The couple relationship: What are some helpful strategies for problem-solving in the relationship? How can couples approach solutions and maintain their sense of calm?

  3. Parenting and co-parenting strategies: What is the authoritative parenting style and which specific strategies reflect that style? They encourage couples to make incremental changes and to plan time to reflect together on how things are going.

  4. Three-generational reflection: How have parents’ own childhoods, especially the relationship between their own parents, affected them? What approaches would they like to carry over from their childhood experiences, and what would they like to do differently?

  5. Stressors: Are there other stressors pressuring the family that should be addressed and where might they find support to lower their stress?

Six months after my first visit, I followed up with Emily, Jed, and little Shaye—and I experienced them as a solid, well-coordinated unit who were really enjoying each other. They were navigating the challenges of new parenting with thoughtfulness and care.

They recently helped their baby to sleep through the night. How? “We spent hours and hours arguing over strategies, and had months of conversations," Jed said. "Finally I said, ‘Emily, you need sleep. Something needs to happen here.’”

Now they’ve established a pattern where Jed manages much of the nighttime so Emily can sleep. He thaws and warms the breast milk, feeds Shaye, and then puts him down for sleep. If Shaye wakes up, Jed briefly comforts him, and then rolls back to bed.

“It can be challenging,” says Jed. “But the whole process is sweet and I love the interaction with him. It feels important to me that I can be that nurturing and effective.”

Juggling two work schedules and baby care without outside help is hard, and Jed is candid about that: “The most stressful part is when you’ve got 400 things on your mind and you’re racing against a deadline, and there’s nothing else you can do but be with your child. I’m more tired than I’ve ever been, and drink more caffeine now than in my entire life. I’ve hit my edges a few times, but it’s grown my capacity.”

"There’s not a lot of social support for new fathers," he continues. "Now I'm more interested in other dads. But it's not like we give a lot of advice to each other, it’s more like, ‘hey, what’s it like to be you right now?’”

How has fatherhood changed him?

“I feel more joyful and playful and fulfilled,” he says.

photo credit P. O'Conner

photo credit P. O'Conner

 

* * * * *

Additional resources

An Interview with Dr. Kyle Pruett, 2014

Conversation with Dr. Ruth Feldman and Dr. Kyle Pruett, 2014

More video talks by experts on the importance of fathers: Simms/Mann Institute

When Partners Become Parents: The Big Life Change for Couples, by Carolyn Pape Cowan and Philip Cowan

Do Fathers Matter? What Science is Telling Us about the Parent We’ve Overlooked (2014), by Paul Raeburn.

All In: How Our Work-First Culture Fails Dads, Families, and Businesses—and How We Can Fix It Together (2015), by Josh Levs

And for fun

Home Game: An Accidental Guide to Fatherhood (2009), by Michael Lewis

Pops: Fatherhood in Pieces (2018), by Michael Chabon

The Transition to Parenthood: What Happened to Me?

photo by Sahil Merchant

photo by Sahil Merchant

"Tell me about the joys of being a new parent," I prompted my niece, whose little baby is five months old. She is 34, works full-time, and is married to my nephew.

The transition to parenthood is profound, as many parents already know. Developmental scientists consider it to be one of the most massive reorganizations in the lifespan, changing the brains, endocrine systems, behaviors, identities, relationships, and more, of everyone involved.

Kelly's answers had a quiet and whimsical grace.

"There is nothing more beautiful in this world than his smile," she said. "Or watching him discover something new. Last night he found the upper register of his voice, so he spent five minutes shrieking at a high pitch, playing around with the newfound note."

Kelly is a beautiful person, so I wasn't surprised to hear her speak appreciatively about her young son. And, in recent and evolving research, scientists are charting a "global parental caregiving network" that gets shaped in a new parent's brain to bring about some of the very thoughts, feelings, and behaviors that Kelly and other new parents experience.

In 2014, Ruth Feldman, a researcher in Israel and at the Yale School of Medicine, conducted an experiment with her colleagues. They went into the homes of 89 new parents, collected samples of oxytocin (the bonding hormone), and videotaped the parents interacting with their newborns. Later, the researchers put the parents in a functional-MRI machine and replayed their videos back to them, observing which parts of parents' brains "lit up" when they saw their own infants (versus videos of unrelated babies) .

The researchers found two main regions of the brain particularly active in new parents. The first is the "emotion-processing network." This is located centrally and developed earlier in evolution than the neocortex (see below). It involves the limbic, or feeling, circuitry and includes:

  • The amygdala, which makes us vigilant and highly focused on survival

  • The oxytocin-producing hypothalamus, which bonds us to our newborns

  • The dopamine system, which rewards us with a squirt of the feel-good hormone to make us motivated and enjoy parenting

All together, this network creates a heightened emotionality in parents in response to their babies. In fact, according to researchers Laura Glynn and Curt Sandman, the volume of gray matter (or number of neural cell bodies) increases in the above regions in new mothers and is associated with their positive feelings toward their infants. (See Glynn and Sandman's review article on brain changes in pregnant mothers.)

The second region is the "mentalizing network" that involves the higher cortex, or the more thinking regions of the brain. This area, along with additional superhighways that develop between the emotion and mentalizing systems, focuses attention and grounds in the present moment: Who couldn't stare at a new baby forever? It also facilitates the ability to "feel into" what a baby needs: Areas of the brain that involve cognitive empathy and the internal imaging of, or resonance with, a baby, light up. These regions help a parent read nonverbal signals, infer what a baby might be feeling and what he/she might need, and even plan for what might be needed later in the future (long-term goals). These regions are also associated with multitasking and better emotion regulation. In other words, parents' brains are remodeled to protect, attune with, and plan for their infants.

Other research has found that hormonal changes in pregnant women dampen their physical and psychological stress response, as if to make more space to tune in to their babies' needs.

But along with all these changes, there seems to be a collateral cognitive hit: In a meta-analysis of 17 studies, 80% of women reported impaired aspects of memory (recall and executive function) that began in pregnancy and persisted into the postpartum period.

photo by Kelly Merchant

photo by Kelly Merchant

Mothers aren't the only ones whose brains are remodeled. The brains of fathers, too, light up in ways that nonparents' brains don't. Feldman and her colleagues found that while the emotion processing network is most active in the biological mothers she studied, it is the mentalizing networks that are more active in the brains of fathers who are co-parenting alongside moms. The more fathers engage in caregiving tasks, the more oxytocin they produce, and the stronger the activation in the mentalizing areas of the brain.

Interestingly, in gay dads who are primary caregivers (half of Feldman's subjects), both emotion and mentalizing systems were highly activated by engaging in parenting. (For more on how parenting changes fathers' brains, I recommend the fun read, Do Fathers Matter? What Science is Telling Us about the Parent We've Overlooked, by Paul Raeburn.)

In other words, parenting is a very plastic and flexible process. While pregnancy prepares a mother's brain for parenting, the act of caregiving can produce upticks in oxytocin (the bonding hormone) and create neurological changes that support parenting in many adults--dads, adoptive parents, and other alloparents (any caregiving adults).

photo by Kelly Merchant

photo by Kelly Merchant

Kelly's husband Sahil is open about the new feelings he's having as a dad. "Winnie [short for Winter] is a curious, cheerful little person, and watching him develop and experience the world for the first time brings me endless amusement and joy. With Winnie, I've found new depths of love--it feels like a very biologically driven emotion."

While he is drinking in the sweet elixir of his baby, Sahil is also running his feelings through the thought circuitries. "Besides being afraid of the regular things--injury, illness, and such--I am also sad that his innocence will inevitably be eroded over time, and that he will inevitably experience all the various pains involved in growing into an adult."

Kelly admires her husband's changes and says that one of her greatest joys is "watching my husband develop into an incredibly loving, nurturing, and giving father."

Parents, naturally, continue to develop as individuals, and the arrival of a baby stimulates self-reflection. Observing Winnie moved Kelly to reflect on what must also have been the miracle of her own beginnings. "I'm fascinated by the fact that I, too, floated in a sack of amniotic fluid; that I, too, saw my hand for the first time and probably stared at it for 30 minutes straight, waving it in the air. Or that I, too, might have been startled by my own sneeze, or gas, or yawn."

Sahil says, "Having a child has given my life more meaning. For example, rather than working to earn money just for myself, to purchase various objects and experiences, I now have a great reason to do so. I'm more careful now, too. I have a child who depends on me, so I feel like I need to take better care of myself, so that I can be my best possible self to take care of Winnie."

Challenges

The joys of parenting are often felt more deeply than almost any other feeling humans are capable of having. But the challenges are great, too. "Every mom I knew was surprised by the impact of becoming a parent and wished she knew more about coping with it," writes Jan Hanson in Mother Nurture: A Mother's Guide to Health in Body, Mind, and Intimate Relationships. Hanson is a nutritionist who co-authored the book with her husband, the neuropsychologist Rick Hanson, as well as OB/GYN Ricki Pollycove.

There are challenges to parents' physical health: recovery from pregnancy and delivery, the adjustment to breastfeeding, disturbed nutrition, fatigue, and insufficient sleep. As you would expect, Kelly reports that trying to stay rational, keep conflicts down, and drive safely are difficult on three hours' sleep and/or when she's been up, exhausted, since 4 A.M. She is experiencing what researchers know: That proper sleep is critical to health and well-being, including mood, decision-making, performance, and safety.

There are psychological adjustments to the new parenting role, too. Some parents need time to recover from a difficult or complicated birth process. For some, parenting demands can trigger strong unresolved feelings from childhood, especially if it was traumatic or troubled. Hormonal changes, along with sleeplessness and the constant demands of a new baby, can create surprising new feelings, too: anger, sadness, feeling trapped or isolated--even guilt, fear, and inadequacy. Some parents have to wrestle with having lost a previous child, or perhaps they are parenting a difficult or differently abled child. Kathleen Kendall-Tackett writes about these psychological challenges, and more, in The Hidden Feelings of Motherhood: Coping with Stress, Depression, and Burnout.

Having a new child introduces new challenges to the parents as a couple. Conflicts often increase in a relationship after the birth of a child, in part due to the "roommate hassles" of who will do what in the household as well as disagreements about parenting styles. Sometimes the sense of intimacy, closeness, and sexuality in a relationship can get derailed with the arrival of a little one. Couples are challenged to re-synchronize their relationship and develop a new sense of teamwork.

The couples who are most at risk for serious problems after the birth of a child, write parenting scholars Carolyn Pape Cowan and Philip Cowan in their book When Partners Become Parents, are those who were on the rocks before the child came along. Becoming a parent amplifies any pre-existing fissures in the relationship. Especially problematic are poor communication patterns--where one stonewalls, digs in, and/or refuses to budge, while the other escalates. In contrast, couples who have productive ways of working out new difficulties and challenges do the best adjusting.

After the arrival of a child, there are new logistics to deal with: new strains in managing a household, financial and legal concerns, when and how to go back to work, and figuring out childcare. Like many contemporary mothers, Kelly experiences the challenges as coming from both sides: the struggle to feel okay going back to work after three months versus the struggle to feel okay staying home without being criticized as a poor worker or an anti-feminist.

New parents also undergo a rearrangement of their social life, including how they interact with extended family and friends. Some friendship networks get reconfigured (not all childless people want to hang out with new parents). Kelly noticed that other people changed in their relationship to her as she became a parent. Many people offered unsolicited opinions, especially on the topics of sleep and clothing: "At times it felt that anyone who had once been a mother felt the need to say that my baby should put on more clothing. Even in 90-degree weather when he was sweating! And I was quite happy to be co-sleeping with Winter, but I was made to feel guilty about this on many occasions. Sleep is such a touchy topic, and many people tried to convince us to get Winter into a crib if we wanted what was best for him." Kelly found support from her sister who encouraged her to be firm about her internal compass in the face of many differing opinions: "Your only option is to learn to listen to yourself and know that you know your situation, and what works for your family, better than anyone else." Kelly adds that the most helpful exchanges are ones where she is encouraged to share how things are going, and in return hear a similar story and outcome. "Not only does it feel good to know I'm not alone in this, it educates me about what works much better than direct advice."

Rick and Jan Hanson and Ricki Polycove have seen so many thoroughly exhausted mothers in their practices that they identified a "depeleted mother syndrome," a condition where the mother's "outpouring, stresses, vulnerabilities, and low resources" are so overwhelming as to "drain and dysregulate her body."

The solution they recommend is threefold, focusing on lowering parenting demands, increasing supportive resources, and building resilience. Rick Hanson is a thorough, compassionate, skilled, and practical therapist, and Mother Nurture is therapy in a book: From one-minute soothers, to resolving childhood issues, there is much help in the way of cognitive, neurological, and commonsense approaches. Among other things, he provides suggestions for :

  • taking care of your body

  • small daily practices to improve outlook

  • reframing circumstances

  • concrete problem solving approaches

  • transforming painful emotions from the past

  • problem-solving sleep

  • vitamins to help with the nervous system

  • assessing neurotransmitters

  • staying connected to your partner with empathy

  • sharing the load

  • maintaining intimacy

  • healing hurt feelings

photo by Crystal Hanson

photo by Crystal Hanson

Kelly noticed that just as her identity started changing as a parent, there was a tendency for people to converse with her exclusively about motherhood. She was naturally thrilled that her loved ones were excited about Winnie, yet she longed for relationships that also nurtured her individual identity as a painter, a counselor, yoga enthusiast, and traveller. 

As an American, Kelly is not alone in this experience. Kathleen Kendall-Tackett writes that in many non-industrialized countries, the postpartum period is a special time of "mothering the mother." New mothers are considered especially vulnerable so their activities are limited, they're relieved of normal work, and they stay relatively secluded with their babies while other relatives take care of them. Along with that extra care, there are special rituals and gifts that mark this as an important period. American mothers, in contrast, are quickly released from the hospital and are often even expected to entertain guests who come to visit the new baby. That difference in support, Kendall-Tackett says, is why in industrialized countries about 50-80% of new mothers experience the "baby blues," and another 15-25% have full-blown postpartum depression. In more traditional cultures where new mothers are exclusively nurtured, postpartum depression is "virtually non-existent."

Kelly agrees: "A mother needs to be nurtured and cared for because she is doing nothing for herself at this point. Everything is being given to the baby and I find little time to do things like even wash my hair or take a bath. Or connect with a friend. Even getting a hug from my husband can be hard in those times when a baby is especially demanding. When I do get that hug, I need it more than ever before."

The transition to parenthood is a huge transformation. And America, with no comprehensive child-family policy and no federal paid family leave policy--is a particularly unsupportive place to have a child. But the accumulating research is pointing to just how sensitive and important this period is for families. With a little knowledge and some foresight, parents-to-be, and their loved ones, can better plan for the transition. The rise in popularity of the postpartum doula (a person, usually a woman, who is trained to help new families in the home) is a step in the right direction.

Rick Hanson encourages new mothers--and fathers--to insist that others take their needs seriously. "Treat yourself like you matter," he says.

 

* * * * *

 

Further reading (some of these are oldies but still goodies):

On coping with the challenging feelings of becoming a new parent:

On becoming a father: